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Posted: August 27th, 2023
Criminal, Injunctive, and Administrative Proceedings, law homework help
Question description
Criminal, Injunctive, and Administrative ProceedingsIn
addition to being held liable for damages to clients and third parties,
a professional may be found criminally liable for his violations of
securities, tax, and other laws. For criminal violations, he may be
fined and imprisoned. His wrongful conduct may also result in the
issuance of an injunction, which bars him from doing the same acts in
the future. In addition, his wrongful conduct may be the subject of
administrative proceedings by the Securities and Exchange Commission and
state licensing boards. An administrative proceeding may result in the
revocation of a professional's license to practice or the suspension
from practice. Finally, disciplinary proceedings may be brought by
professional societies and self-regulatory organizations such as the
AICPA or FINRA.write 100 word about this topic thanks
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